Compliance & Governance

Artio provides specialised compliance and governance services to financial services clients and promoters seeking authorisation or recognition to conduct regulated services licensed by the Malta Financial Services Authorities. These services include:

> Handling of Malta Financial Services Authority (MFSA) Applications (including the drafting of all application documents and business plans)
> Acting as main point of contact with Malta Financial Services Authority (MFSA) on regulatory and governance matters
> Advisory services with respect to the regulatory matters (at application stage and on-going)
> Handling of regulatory reporting
> Drafting of procedures, KYC manuals, Compliance Monitoring Programmes
> Advice on Annual Compliance Report submission
> Bespoke training of Maltese Regulatory and PMLFT issues
> Conducting compliance Reviews and Audits
> Advice on KYC and PMLFT policies, processes and procedures

How Can We Help

For more information on Compliance and Governance Services offered by Artio please contact Adrian Cutajar on or +356 21227974.